Description

Our client, an asset management firm, is seeking a Compliance Specialist to join the team in Singapore.

You will work closely with regional and local stakeholders across compliance, investment, systems, and operations, ensuring regulatory and client guidelines are correctly interpreted, translated, tested, and implemented.

Key Responsibilities

• Investment Compliance Rule Coding: Own the interpretation, translation, testing, and delivery of investment compliance rules within the Aladdin Order Management platform, supporting pre- and post-trade monitoring, risk reporting, and regulatory compliance across Singapore and regional business units.
• Governance, Accuracy & Standardisation: Ensure the accuracy and integrity of rule logic against regulatory, client, and internal guidelines, while driving standardisation of rule coding, classifications, and processes across the business
• Process Optimisation & Stakeholder Collaboration: Partner with regional stakeholders to support rule migrations, training, and documentation, while identifying opportunities to automate workflows, enhance system capabilities, and improve operational efficiency.

Requirements

• Minimum 5 years of relevant experience in investment compliance, rule coding, or a related function within asset management or financial services.
• Strong and up-to-date knowledge of Taiwanese regulatory requirements and client investment guidelines is essential.
• Hands-on experience with the Aladdin platform (order management and/or compliance modules) is highly preferred.

If you're interested to find out more, apply through this listing or email our consultant at desiree.low@lmarecruitment.com.sg

Company Reg No.: 201131609D | License No.: 24S2411 | Reg No: R24121689 | Desiree Low Sher Rae